, ordered, acted, or omitted to order or act according to their duties, consequently causing STARK to commit an offense in the above case. They are therefore subject to the same penalties under Section 300 in
. The SEC findings also revealed that {D}, AEC co-chief executive officer in charge of back office, and {E}, AEC co-chief executive officer in charge of front office, had generally neglected supervision
executive officer in charge of front office, had generally neglected supervision and surveillance of AEC?s core work systems and failed to amend and rectify even though they had been informed of the company?s
) SANCTIONS.—If the Board finds, based on all of the facts and circumstances, that a registered public accounting firm or associated person thereof has engaged in any act or practice, or omitted to act, in
shareholders. With careful consideration, information is adequately disclosed without any significant information omitted. Please be informed accordingly -Signed - (Mr. Somchai Lertsuttiwong) Chief Executive
Memorandum have been omitted; and the Information Memorandum does not contain any misleading information which may cause misunderstanding. 14. Financial Projections in the Present Year (if any), including
she neglects or has neglected reasonable examination in order for preventing the juristic person or business which he or she has power of management or the operator under his or her supervision (if any
reasonable grounds to believe that he or she neglects or has neglected reasonable examination in order for preventing the juristic person or business which he or she has power of management or the operator
material aspects and that no important information, which should be disclosed, is omitted. 13. Opinion of an independent expert The Company appointed American Appraisal ( Thailand) co. , ltd. , a certified