Bangkok, September 13, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,652,516.19 baht on Swake Srisuchart for using inside information to purchase Power Line Engineering Plc. (PLE) shares; as well as Usavadee Srisuchart and Perayuth Nark-In for aiding and abetting Swake?s wrongdoing. With the referral from the Stock Exchange of Thailand (SET), the SEC probed into the case and found that from April 7 to 21, 2010, Swake had, via other persons? securities accounts,...
Bangkok, November 18, 2010 ? The Settlement Committee imposed a fine of 333,333.33 baht on Kajonchai Ngamvorarojsakul for aiding or abetting the manipulation of Focus Development and Construction Plc. (FOCUS) share price during April 24-25, 2008. His offense is in violation of Section 243 (1), Section 244 and Section 243(2) of the Securities and Exchange Act of 1992 in conjunction with Section 86 of the Criminal Code. A referral from the Stock Exchange of Thailand stated that irregularities in t...
Bangkok, June 11, 2015 ? The SEC revealed that the Settlement Committee imposed a fine of 15,469,345.62 baht on (1) Boonchai Jirapongtrakul, (2) Boonchoke Santuchpanit (or Thiratarakorn), (3) Vallaya Vongpatarakul, (4) Pichai Kovitkanit, (5) Duangruethai Veerasilapaleart, (6) Prasong Kiatkamolkul, (7) Pattanuch Wangpornpra, (8) Luckkana Sae-Lee (or Premsinee Thanawongsak or Wimonphak Charenthaninchon) and (9) Boon Prasitsamrit for manipulating share price of Thai Yuan Mtal Plc. (TYM); presently...
Bangkok, December 2, 2015 ? The SEC Settlement Committee has imposed fines on (1) Korsak Chairasmisak, (2) Piyawat Titasattavorakul, (3) Pittaya Jearavisitkul, and (4) Athueck Asvanund at a total
Bangkok, November 18, 2015 ? The SEC Settlement Committee has imposed fines on Bordin Sangarrayakul and Noparat Jongyin for manupulating the share price of PYLON Public Company Limited (PYLON), and
penalties under Section 296 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement Committee imposed fines on Choavalit
Settlement Committee, therefore, imposed penalty fines of 4,587,214.99 baht and 500,000 baht on Pimpa and Nophadol, respectively.
Bangkok, October 28, 2014 ? The SEC revealed that the Settlement Committee imposed a total fine of 2,074,121.25 baht on Sermkirt Kangsathein, Wichian Ursiripant and Pratheep Wongkulnit for manipulating share price of Permsin Steel Works Plc. (PERM). With the referral from the Stock Exchange of Thailand on irregular trading of PERM shares by a group of persons, the SEC probed into the case and found that on January 7, 2013, Sermkirt, Wichian and Pratheep had colluded to trade PERM shares through...
Bangkok, October 28, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 19,948,269.33 baht for manipulating share price of Union Petrochemical Plc. (UKEM). The fine was imposed on 10 persons, namely (1) {A} (2) {B} (3) {C} (4) {D} (5) {E} (6) {F} (7) {G} (8) {H} (9) {I} and (10) {J}.With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares by a group of persons during July 21 - August 20, 2008, the SEC probed into the case and found that...