must not appears that the derivatives broker being ordered by the Office to rectify significant fault in its internal control system, monitoring and supervision system or the record keeping system
Acquisition Transaction cannot be completed within August 14, 2018 due to the fault attributable to the Sellers of Kerry shares, (collectively, the “PP Shares Offering Transaction”). In this regard, the PP
different from the Opinion of the Board of Director in accordance with clause 7 -NIL- 12. Accuracy of Information The Company has disclosed complete and accurate information, not false, made another mistake
intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9 In case the association
for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9 In case the association determines the guideline
this Notification, the intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9
force majeure or it is not a fault of the guarantor of income; (b) conditions beyond necessity with characteristics which would cause the REIT make a claim with difficulty or excessive burden. Chapter 3
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...