2,106,167.05 baht, thereby causing losses to the clients. The misconduct involved the following actions: (1) selling investment units belonging to Client 1 without the client’s instruction and withdrawing the
Condition : Land and Property mortgage of The J Grand (Sathorn - Kallapaphruek),value of the mortgage are 60,000,000 Baht and Land and Property mortgage in other project when had been withdrawing the loan in
Land and Property mortgage in other project when had been withdrawing the loan in the future. 4. Objective For working capital and project construction. 5. Total Value and Valuation criteria of the
and using the money for her personal benefit; and (2) withdrawing money from clients’ accounts without the clients’ knowledge and against their intentions for her personal benefit, including causing
securities for herself or others, (4) interferance with the client's asset by withdrawing and transfering the client's securities, and (5) breach of ethical and professional code of conduct prescribed by the
upon the client?s asset, (3) use of the client?s trading account to trade securities for herself or others, (4) interferance with the client?s asset by withdrawing and transfering the client?s securities
withdrawing guaranteed credit lines from financial institutions used for investment activities and receiving funds from various financing sources. A decrease in non-current assets of THB 32.10 million was
assets, the securities company shall act as follows: (1) inform its clients and request them to sign upon acknowledgement of the client’s practice in depositing or withdrawing assets with or from the
non-current assets of THB 46.25 million was mainly caused by (1) a decrease in restricted bank deposits of THB 42. 00 million ( - 23. 48%) due to the company Withdrawing the guarantee amount from 1