for granting approval under this Notification, certain facts lead to the consideration that the objective or substance of such offer for sale of such securities has the intention to evade provisions

granting of approval under this Notification, certain facts lead to the consideration that the objective or substance of such offer for sale of sukuk has the intention to evade provisions under the law

evade the application of the rules under (1), (2) or (3) by the SEC Office against those persons. Clause 20 The provisions under Clause 19(1) and (2), as the case may be, shall not apply to the applicant

had taken action so that the persons possessing the prohibited characteristics under (1), (2) or (3) would evade the application of the rules under (1), (2) or (3) by the SEC Office against those

To avoid disruption to economic activities as securities companies and derivatives business operators are key intermediaries for providing investment services to businesses and the public, the SEC

and products, smart investment based on risk profile, basic portfolio building, how to exercise investor rights to avoid frauds and scams. There are also edutainment activities such risk-taking games

.  In addition, inception of mutual funds for non-retail (MF for non-retail) will no longer be permitted to avoid repetition of mutual funds for accredited investors, selling units to institutional and

Phutrakul, an SEC senior officer, who discussed online investment scams, taught participants how to spot signs of online scams, and provided tips on how to avoid becoming a victim. The event took place at

life as well as avoid falling victim to financial frauds and scams, would contribute to the overall financial well-being of the Thai people and the solution to the country’s household debt problems in

, ill-informed decisions with the expectation for high returns and even topped up benefits from signing up other persons into the network scheme. Investors are advised to avoid such investment scheme as