of such intentioin to the SEC Office is not required to comply with the provisions under Clause 3 and Clause 4. The SEC Office shall be empowered to require the derivatives broker under the first
duty to comply with the Notifications of the Securities and Exchange Commission concerning Maintenance of Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the
Securities and Exchange Commission concerning Maintenance of Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the securities company under the first paragraph to
Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the securities company under the first paragraph to submit any necessary document or report within the appropriate
details in the application together with evidentiary documentation, is empowered to order the applicant to elucidate or deliver an additional evidentiary documentation as deemed appropriate within a
documentation. Clause 7 In deliberating an application, the SEC Office is empowered to give a written notice calling an applicant to provide an explanation or submit additional evidentiary documentation as deemed
exempted from the duty to comply with the Notification of the Securities and Exchange Commission re: Maintenance of Financial Condition of Licensed Derivatives Broker . The SEC Office is empowered to require
Notification of the Securities and Exchange Commission re: Maintenance of Financial Condition of Licensed Derivatives Broker. The SEC Office is empowered to require the securities company under the first