services of securities firms. Vasant Thienhom, Deputy SEC Secretary-General said, ?The SEC found that some investors have solicited other investors and investing public, either verbally or through LINE as
case that any party claims to be an intermediary, either as digital asset exchange, broker or dealer, SEC suggests that investors should verify their legitimacy via the list provided on the SEC
9556, 9935, 9822 or 6076. The criteria for considering whether or not a person operates any of the aforesaid businesses are as follows: (1) In the case of “digital asset investment consultant
, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
registration statement (if any), must emphasize on information of the issuing branches, either short-term or long-term debt securities, to better reflect credit risk.Also, to ensure adequate information for
Association of Securities Companies with the SEC approval. In addition, the Capital Market Supervisory Board has approved revision on regulations to require securities underwriter either equity or debt
Bangkok, August 8, 2013 ? The SEC ordered Millcon Steel Plc. (MILL) to arrange a special audit by either the auditor who audited the company?s 2012 financial statements or any other auditors on the
First Name Last name Former First name / Last name (if any) (in Thai) Title First Name Last name Date of Change Former First name / Last name (if any) (in English) Title First Name Last name Date of
Audit Committee of the listed company if there is any suspicious circumstance that indicates that a director, manager or the person responsible for the operation of the juristic person may have