parallel:(1) At domestic level, joining with relevant public and private sectors to recognize financial literacy as national agenda covering a wide range of population from those who are children, youngster
increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
Bangkok, September 11, 2014 ?The SEC is seeking public comment on draft regulations on termination of listed company?s duty to disclose information under Section 56 and duty of directors and
เพื่อให้หลักเกณฑ์มีความชัดเจน ครอบคลุมการทำรายการของบริษัทจดทะเบียน รวมถึงให้สิทธิผู้ถือหุ้นมีส่วนร่วมตัดสินใจ และให้คณะกรรมการปฏิบัติหน้าที่โดยคำนึงถึงหลัก fiduciary duty และปรับปรุงนิยามที่เกี่ยว
asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management
National Stock Exchanges of India Limited (NSE) and the Bombay Stock Exchange Limited (BSE) and is the leading manufacturer of a wide range of polyester products in India. The current major shareholders of
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
recorded such behavior for future reference if breach of duty is found. The said acts are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
' securities trading orders. All of them admitted that the unrecorded orders were taken via mobile phone. The SEC therefore suspended them from duty as approved investment consultant for one month. For {F} and