securities dealing which is not limited to debt instruments. Clause 2 A securities company should arrange a risk management system according to the following guidelines: (1) determining a policy and an
Previously, the SEC revised the criteria for determining persons deemed to be major shareholders of securities and digital asset business operators (“business operators”) requiring approval, with
common control with another entity. performs analytical functions that are necessary for the issuing or monitoring of a credit rating or participates in determining credit ratings, including an employee
, update agenda for the 2022 AGM , chang the record date for determining the shareholders to attend the 2022 AGM ,and the dividend omissions (additional) 07/03/2022 08:25 Resolutions of the BOD's Meeting 2
determining the characteristics of patronage and IPO allocation to patrons; and - To shorten the deadline for the IPO post-offering report from 45 to ten days as from the closing date.The proposed amendments
required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in
significant case effect to the security of the information technology [M] · proving a method or compliance guideline support to compliance with the prescribed policy [M] · determining clearly duties and
policy [M] o determining clearly duties and responsibilities for users and concerned person such as duties of user in case where appeared that the computer affect virus , duties and responsibilities for