, derivatives exchange, securities clearing houses, central securities depositories, the SEC Office, and the Bank of Thailand, for the purposes of supervising and examining the financial position and risks of
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
Work System, Contact with Investors and General Business Operation of Trustees
from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of
. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies
Custodians) and other digital asset business operators with adequate readiness to act as trustees for crypto ETFs. The key principles are summarized as follows:1. Principles supporting the establishment of
custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision
Socatiyanurak, SEC Secretary-General said that ?The SEC Board approved the amendments to regulations governing REIT trustees to allow more participation in transactions with REITs, providing that they must be
agents (natural persons); 4. Financial advisors, marketing agents of private funds/credit rating agencies for mutual funds; 5. Supervisors, custodians, marketing agents of private funds/credit rating