investment management of mutual fund for institutional investors or ultra- ultra-high net worth investors (Ultra Accredited Investor Mutual Fund) which implements an investment strategy similar to that of a
Notification shall be applicable to derivatives brokerage who executes derivatives trading on behalf of a client in derivatives exchange. Clause 2/1 For the purpose of initial and maintenance margin requirements
the closing time for derivatives trading in the afternoon session of the derivatives exchange. Clause 2 This Notification shall be applicable to derivatives brokerage who executes derivatives trading on
strategy to emphasize FN brand awareness and increase FN brand equity which is support sustainable growth. For expense management efficiency, the Company implements IT system to reduce operation and resource
when the securities company implements a reasonable measure to ensure that, upon the client’s receipt of capital increase shares, the total amount of such shares will be pledged or undertaken by any
(FATF) Recommendations. (2) the financial institution implements adequate and effective KYC/CDD process on clients, and (3) a written agreement has been made with the financial institution to ensure that
by the Office, e.g. Financial Action Task Force (FATF) Recommendations. (2) the financial institution implements adequate and effective KYC/CDD process on clients, and (3) a written agreement has been