public hearing ends on 12 December 2024. Remark: * A standard portfolio private fund is a private fund in which the asset management company publicly establishes a pre-defined investment policy and key
. TorThor. 88/2552 Re: Business Days and Official Holidays of Derivatives Business Operators dated 3 August 2009 , the Office of the Securities and Exchange Commission hereby specifies the official holidays
/2552 Re: Business Days and Official Holidays of Derivatives Business Operators dated 3 August 2009, the Office of the Securities and Exchange Commission hereby specifies the official holidays of
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
revision specifies that retail investors and investment management organizations for individual investors must collectively hold at least 50 percent of the total investment units sold, and at least 25
: (1) arrange to have a unit or personnel to be responsible for receiving and handling the customer complaint; (2) arrange to have regulation in writing which establishes procedures for receiving and
specifies that digital asset business operators establish measures for controlling and keeping clients’ digital assets securely or deposit clients’ digital assets with a third party custodian who is fully
markets. The draft notification also specifies the details of the service agreements, for example, the provision on receiving client orders, where the business operators and the clients can agree on the