/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2. Notification of

for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis)   03/08/2009 01/09/2009 7. Notification of the Office of the Securities and Exchange Commission   10

for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis)   03/08/2009 01/09/2009 7. Notification of the Office of the Securities and Exchange Commission   10

in terms of a brokerage dealing and securities underwriting tpes of bonds denominated in foreign currencies in Thailand (Synopsis)   114 8. Circular   7/2559    15/03/2016 9. Circular   20/2556    29

Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 5. Notification of the Securities and Exchange Commission    18/05/1992

for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis)   03/08/2009 01/09/2009 7. Notification of Capital Market Supervisory Board  TorDor. 64/2552

e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board   6/2557 (Synopsis

e-service Online Submission See canceled document Securities Dealer Business >> Securities Dealing (Section 114)   Type Title Section See Document Status Notified Date Effective Date 1. Act

and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (Synopsis)   05/01/2005 01/04/2005 4

and Exchange Commission   14/2546 (Synopsis)   11/07/2003 01/08/2003 7. Notification of the Securities and Exchange Commission   52/2545    05/11/2002 16/11/2002 8. Notification of the Securities and