) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this regard, SEC has reviewed regulations on the operation of investment management business as presc...
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide
ตารางแสดงอันดับและสถาบันจัดอันดับความแข็งแกร่งทางการเงิน (financial strength rating) ที่สำนักงานยอมรับ (แนบท้ายประกาศ สน. 21/2563)
bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Product Platform in January 2023 to make it convenient for market participants and the general public to access
to demonstrate collective strength and commitment to fighting against corruption under the theme, “BREAK THE CORRUPTION: Don't Participate. Don't Tolerate. Don't Ignore. United Thailand against
SEC Secretary-General Ruenvadee Suwanmongkol said that SEC is well aware of the importance and necessity in enhancing competitiveness with standardized rules and regulations and convenience to the
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8535 SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to