Mr. Anan Keatkamjohnpattana Mr. Anan Keatkamjohnpattana aided and abetted Mr. Theeratchanon Lapvisutisin and Ms. Supaporn Lapvisutisin in committing offences. The action was considered as a

Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding

funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered

to stimulate economy through domestic consumption.   The SEC has considered it is appropriate to announce that 12 February and 24 September 2021 are special holidays for securities companies and

arrange a special audit concerning transactions with MILL?s business alliances which may be considered as related parties and shares dilution in Million Miles Co., Ltd., formerly a subsidiary of MILL; as

but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 in conjunction with 30 Settlement

contains matters for consideration as follows:   Agenda item 1: Exemption from the Book-Closing Date for a period of less than 14 days before the bondholders’ meeting without the bond issuer being considered

being considered as an event of default;  2. Partial repayment of the principal of the bond;   3. Increase in the coupon rate of the bond;  4. Request for a waiver of default of the principal and interest