securities. Upon findings of Wichai?s dishonest conducts, Jadesada had adjusted approach and scope of his audit performance into the transactions in 2008-2009 which was based solely on Wichai?s confession, the

capital market personnel's malpractice / breach of professional conducts. They shall subsequently be revoked their approved status and the SEC will not consider their re-entering applications for a

the total of 90% of NU shares) NU owns the university license and operates Nation University. Relationshi p (1) ordinary buyer who does not have any relationship with NMG or (2) buyer who is considered

e-service Online Submission See canceled document IP/FG >> Appoint/Approval/Code of conducts and Standard Practices   Type Title Section See Document Status Notified Date Effective Date 1. Act

well as gathers questionnaire data and conducts in-person interviews with representatives from relevant sectors.  ___________________________

gradually every 30 days until the investment contract expires.    Such aforesaid conducts of Marnfah Group, Lederer (Thailand) and their respective authorized directors were liable to public offering of

. Moreover, business conducts for debt securities underwriter will also be relaxed to allow the underwriter to subscribe and be allocated the underwritten securities but measure to ensure that transparent

clients?complaint about Chalerm?s conducts. It was found that Chalerm had received securities and derivatives trading orders from clients, but there was no evidence that those orders had actually been

other individuals through clients? accounts and non-compliance with conducts of securities company in relation to record keeping of investment advice and trading orders in violation of Clause 14(2) and 14

advice on suitable products in compliance with standard of conducts;(3) Giving knowledge through activities and channels by preparing plan for financial literacy and investor potential for 2011-2013 which