specific condition 10.2 The company has written internal control measures covering all procedures appropriately. For example, the company has policies and procedures in regard to financial transactions
Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform
; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act
Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017
executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the
concealment to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to be inconsistent
to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to be inconsistent
”) shares in concealment to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to