Bank”), the undersigned is pleased to confirm that the Bank had invested 3,349,610 common shares of the Bank’s shareholdings in Perennial HC Holdings Pte. Ltd. (“the Company”) which has registered in

Limited (“the Bank”), the undersigned is pleased to confirm that the Bank had invested 1,111,111 common shares of the Bank’s shareholdings in Siam Solar Generation Company Limited (“the Company”) as follows

Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities

accuracy and completeness of the submitted documents in Clause 15; - If accurate and complete, the applicant pays the application fee and submits the payment evidence to 1 day The SEC Office (Unofficial

Limited (“the Bank”), the undersigned is pleased to confirm that the Bank had hold the common shares in Thai Payment Network Company Limited (“the Company”) as follows: Name of “the Company” : Thai Payment

investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives

and evidentiary documentation; - SEC official checks accuracy and completeness of the submitted documents; - If accurate and complete, the applicant pays the application fee and submits the payment

accordance with the relevant rules and for the work unit responsible for post-trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be

unit responsible for post- trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be a member of the Thai Bond Market Association

securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many