types of license applicants across all categories of licenses. Additionally, the SEC has revised related regulations. For example, the timeframe for commencing business operations has been extended from
regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service
will not accept his re-application for approval as capital market personnel until the lapse of ten year period commencing from November 14, 2014. Earlier, the SEC had imposed criminal sanction on Nakul?s
transaction amount via electronic payment (“E-Payment) channel which the Company has collaborated with WeChat Pay in 2017. Commencing in early of 2018, the Company expand E-Payment channel by receiving
relating to the joint venture project and/or proceed with any necessary arrangements relating to the joint venture project, commencing from execution of contract, memorandum of agreement, and various
efficient work systems for monitoring and inspecting securities trading transactions of clients; (3) To require that securities companies enter into an agreement with their clients before commencing service
exempt from preparing and filing reports for all categories, except report of clients’ assets as prescribed in Clause 3(3), commencing from the month in which the business operation ceases. Such exemption
main factors are as follows: 1. Income earned from service of advertising board renting of S. Thana Media Co., Ltd. for the 3 month period commencing from October 1, 2017 to December 31, 2017 was in the
the Office of the Securities and Exchange Commission’s rule on the electronic data interchange. Clause 6 This Notification shall apply to financial statements with accounting periods commencing from 1