ลดภาระการดำรง NC และสามารถติดตามระบบการดูแลทรัพย์สินได้อย่างเหมาะสม
guidelines specified by the intermediary in compliance with the aforesaid rules. In this regard, such measures shall at least ensure that the service provider shall not have any characteristic which may cause
characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
service provider shall not have any characteristic which may cause any ground to believe that there is a defect or inappropriateness in control and proper operation of business. Clause 19 An intermediary