: .…................................................................................................................................................................................ .................................................................................................................................................................................... Telephone: ........................................................................ Facsimile: .....................................

, KHLONG TOEI, KHLONG TOEI, BANGKOK 10110, THAILAND Telephone : +66 2254-9272 Fax : Email : yuphin@anaservices.co.th, anaprofessional@anaservices.co.th Miss YUPHIN CHUMJAI (*) 8622 19/07/2565  -  18/07/2570

E-mail address Telephone number Fax number Mobile phone number 2. Principal place of practice Firm Name Position in the firm Address City State Postcode Country E-mail address Telephone number Fax

: ……………..…................................................................................... ........................................ ............................................................................................................................................. ....................................... Telephone: ........................................................................ Facsimile: ................................................................. Through the r...

@sec.or.th or telephone: 092-498-4939 any day anytime, 24 hours a day. This is the new standard of SEC complaint handling procedure to ensure proper investor protection.  Investors and the public can file a

publicized through telephone, leaflets, brochures, event booths at office buildings and Facebook advertisements.Such acts may be unlawful and constitute an offence of luring and offering unauthorized

discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of

client of trading orders via telephone at the end of the trading day.Making securities trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market

confirmed the clients' trading orders via telephone, as she understood that these could have been evidence of the clients' trading orders. However, {A} failed to record her accepting of security trading

;the subsidiary"), acted dishonestly through the subsidiary by entering into an advertising media installation contract on telephone booth with G.I.S. Park (Thailand) Company Limited ("GISP