The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in Indonesia. The legal action in the case of EARTH has already been notified to the Anti-money Laundering Organization (AMLO). The criminal complaint has been filed against EARTH and its three directors, namely (1) Mr. Sawin Chindakul, (2) Ms. Paradee Teawanitchakul, and (3) Mr. Noppadon Chaidarun in...
Exchange Act B.E. 2535 (1992) (SEA) and the imposition of the statute of limitations for criminal cases on civil lawsuits in order to enforce civil sanctions under Section 317/13 of the SEA are not contrary
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 19:19 Recent Enforcement Enforcement Search All | Criminal Complaints | Cases
of Enforcement : -- All -- Administrative Orders Administrative Sanctions Cases Settled Civil Sanction Criminal Complaints Date from : To : Keyword : Search Relevant Informations > Criminal Sanction
: Type of Enforcement : -- All -- Administrative Orders Administrative Sanctions Cases Settled Civil Sanction Criminal Complaints Date from : To : Keyword : Search Relevant Informations > Criminal
information to shareholders and investors for decision-making and to reduce burdens and obstacles for the private sector. Examples include the determination of tender offer obligations in cases of direct
The SEC has proposed amendments to the principles on the management of unclaimed client assets to enhance flexibility for securities companies and derivatives brokers (business operators) in cases
authorizing the SEC as an inquiry official in the law enforcement process. In this regard, the Prime Minister has been monitoring the progress of cases with economic impacts affecting many people such as the
event of default under the Terms and Conditions in cases where the bond issuer engages in debt restructuring negotiations with financial institutions, proposes amendments to the debt repayment schedule at
of securities companies in many cases did not meet the criteria for granting general approval for registered capital reduction. Additionally, there were no criteria for granting general approval of