SEC has plans to review the criteria relating to the report form of the securities and derivative business operators to accommodate the change in financial reporting standards - financial instrument that will be effective from 1 January 2020. The report form will be revised to be in line with the financial statement form which has recently been revised. In addition, SEC considers it reasonable to increase the flexibility in submitting the report to be in line with the operation procedu...
Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency
The SEC found that Bitazza, a licensed digital asset business operator in the category of digital asset broker, provided the service called Crypto Dust to the public by exchanging digital assets
digital asset dealer business under Section 3 of the Emergency Decree. However, Exmix carried out such activities without obtaining the required licenses, thereby violating Section 26 and being subject to
Facts appeared to the SEC that Zipmex, a licensed digital asset exchange and broker for cryptocurrencies and digital tokens under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018
the athletes participating in the Thai Securities Companies Association (TSCA)’s Broker Badminton Championship 2024 to compete for the royal trophy under the patronage of HRH Princess Maha Chakri
acquisition / disposition วิธีการไดมา2/ จําหนาย3/ Method of acquisition/ disposition ไดมา/จําหนายผาน บล. ……….. Transaction made through (specify broker’s name) ผูซื้อ/ ผูรับโอนหลักทรัพย โปรดระบุชื่อ
transaction date วิธีทำรายการ3 Method of transaction ทำรายการผ่าน บล. …….. Transaction executed by (Specify broker’s name) หากเป็นการซื้อขายหลักทรัพย์ โดยวางหลักประกัน ให้ระบุด้วย 4 (Specify margin account if