assessment reports of 2 valuer companies that EARTH claimed that EARTH had assigned by himself. Such information is materially misleading about financial condition, business operation, or any other information
as organized by the SEC Office, shall be the dispute that represents the amount of damages claimed by each customer not more than one million baht. Clause 2. This Notification shall come into force as
, shall be the dispute that represents the amount of damages claimed by each customer not more than one million baht. Clause 2. This Notification shall come into force as from 16 April 2008. Notified this
Company, which Prasit claimed to be a merger between Mandawee Tour Co., Ltd. and Web Sawasdee Public Limited Company. In addition, Prasit also claimed that Mandawee Sawasdee securities were to be listed on
record clients' trading orders, the SEC probed into the case and found that both investment consultants, several times, did not record clients' orders. {A} and {B} claimed that they received clients
Thai Agencies Public Company Limited (TTA), a group of investors has claimed to (1) have collectively purchased approximately 30 percent of TTA shares, (2) expressed the intention to change certain
Bangkok, May 27, 2011- Following news on a press conference by executive of Thoresen Thai Agency Plc., (TTA), stating that a group of investors who claimed to hold 30% stake in TTA approached and
decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his
consultant, had solicited the clients to purchase over-the-counter shares of a public company that he claimed to be listed on the Stock Exchange of Thailand (SET) later. He gained a margin from the