specified under the Insurance Law. He obtained the material non- public information by virtue of his positions before such information became public on 30 October 2012. SEC Act S.241 Settlement Committee
became public on 30 October 2012. SEC Act S.241 Settlement Committee Meeting No. 6/2016 Settlement Committee Order No. 38/2016 Dated 26/07/2016
accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. The public prosecutor issued a prosecution order against the alleged offender; however, attempt
) shares by trading such shares continuously in concealment through several trading accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. The public
by trading such shares continuously in concealment through several trading accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. The public
about loans given to two legal entities, which subsequently became shareholders in KWI.Therefore, by virtue of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992), the SEC has instructed
compliance with the law. Thus, the offenders became subject to the penalties under Section 300 in conjunction with Section 33, and liable to the penalties under Section 268 of the SEA. The total fine amount
. Before such information became public, Sinsathien had purchased PRO shares through the trading account of Sompis during January 11-31, 2007. His action was deemed using inside information to gain unfair
, whose underlying asset was JAS stock, in the amount of 30.08 million Baht, and 8,000 more contracts on March 2, 2016 in the amount of 24.80 million Baht. After the information became public, the price of
agreement to purchase Kitha’s shares; the adding of special agenda to purchase Kitha’s shares in shareholder meeting and when the shareholder meeting approved, the agreement to purchase Kitha’s share became