Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment
Foods Public Company Limited (TIPCO) using inside information known or in possession. The two offenders are required to pay a total fine of 4,970,880 baht and are prohibited from serving as directors
, Kannida, Pakkawan and Kanchanarath, are prohibited from trading securities or derivatives for a period of 30 months each and are barred from serving as director or executive in any securities issuing
3,388,672.50 baht, 1,121,980 baht, and 621,980 baht, respectively. In addition, Chantip will be prohibited from holding position as director or executive of any publicly traded company or any securities
{B}'s action was also deemed as breach of duty by performing investment analyst or investment consultant duty without obtaining the SEC's approval. Their actions were classified as prohibited
offenders, namely Narut, Tan and Supasit, are prohibited from trading securities or derivatives for a period of 20 months each and are barred from serving as directors or executives in any securities
incurred by the SEC in the amounts of 2,097,003 baht, 2,952,653 baht, and 1,005,628 baht, respectively. Each is also prohibited from trading securities or derivatives for a period of 11 months and barred
, requiring him to pay a civil penalty and a reimbursement of investigative expenses incurred by the SEC, totaling 704,187 baht. He is also prohibited from trading in securities or derivatives for 7 months, and
, Mr. Voradit shall be suspended from trading securities or derivatives for 17 months and barred from serving as a director or executive for a period of 34 months; (2) Miss Pavasut shall pay a civil
expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below: (1) Mr