3,388,672.50 baht, 1,121,980 baht, and 621,980 baht, respectively. In addition, Chantip will be prohibited from holding position as director or executive of any publicly traded company or any securities
{B}'s action was also deemed as breach of duty by performing investment analyst or investment consultant duty without obtaining the SEC's approval. Their actions were classified as prohibited
offenders, namely Narut, Tan and Supasit, are prohibited from trading securities or derivatives for a period of 20 months each and are barred from serving as directors or executives in any securities
incurred by the SEC in the amounts of 2,097,003 baht, 2,952,653 baht, and 1,005,628 baht, respectively. Each is also prohibited from trading securities or derivatives for a period of 11 months and barred
, requiring him to pay a civil penalty and a reimbursement of investigative expenses incurred by the SEC, totaling 704,187 baht. He is also prohibited from trading in securities or derivatives for 7 months, and
expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below: (1) Mr
from trading securities or derivatives and barred from serving as directors or executive of securities issuing companies or securities companies as follows: (1) Nine offenders
equivalent positions in the capital market business; (2) {A}: his status as an approved investment consultant for Complex Financial Products Type 2 is revoked and he will be barred from working
of Clause 6(1) and (4) of the of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor 37 re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15
expenses incurred by the SEC, totaling 2,777,611 baht, and shall be barred from serving as a director or executive for a period of 12 months; (2) Rewadee shall pay a civil penalty, a compensation in the