, totaling 71,016,984 baht. He is also suspended from trading in securities or derivatives contracts for 14 months, and barred from serving as director or executive in securities issuing companies or
investigative expenses incurred by the SEC, totaling 1,790,110 baht. He is also barred from serving as director or executive in securities issuing companies or securities companies for 12 months. The above
2,118,873 baht, and shall be barred from serving as director or executive for a period of 14 months; (2) Patcharapat shall pay a civil penalty, a compensation in the amount equal to
reimbursement of the investigative expenses incurred by the SEC, at the total amount of 6,873,854 baht, and shall be barred from serving as a director or executive for 14 months; (2) Krit and
to be received, a reimbursement of investigative expenses incurred by the SEC totaling 2,485,440 baht and shall be barred from serving as a director or executive for a period of 14 months
Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment
January 18, 2012. The SEC therefore revoked their approval and banned {A} to re-entry into the industry for two years while {B} was barred for one year and one month. {C} case was reported by MTS Gold
any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since
. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as
, Kannida, Pakkawan and Kanchanarath, are prohibited from trading securities or derivatives for a period of 30 months each and are barred from serving as director or executive in any securities issuing