Bangkok, March 9, 2011 - Following online news on statement of former Deputy Finance Minister, Pichai Naripthaphan, now a member of Pheu Thai Party?s working group on economic, he requested the SEC to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of shareholding structure prior to public disclosure of such information. Mr. Pichai believed that the SEC...
Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit firms in the capital market, and regularly inspects and issues inspection
In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value, including the mutual funds, private funds, and provident funds, is approximately 7.08 trillion Thai baht, or about 44 percent in comparison to the overall GDP of the country. Therefore, if there were any events leading to fluctuations in the investment management business, a significant impact could pro...
ประเด็นปัญหาที่เกิดขึ้นใหม่ในช่วงที่ผ่านมา พร้อมด้วยการจัดงาน AARG Inspection Workshop ครั้งที่ 8 เพื่อแลกเปลี่ยนความรู้และประสบการณ์ในการกำกับดูแลผู้สอบบัญชีระหว่างสมาชิก AARG และหน่วยงานกำกับดูแลการสอบ
บัญชีที่สำคัญ รวมถึงการตอบสนองต่อประเด็นปัญหาที่เกิดขึ้นใหม่ในช่วงที่ผ่านมา พร้อมด้วยการจัดงาน AARG Inspection Workshop ครั้งที่ 8 ต่อเนื่องสองวัน ในวันที่ 17-18 มิถุนายน 2564 โดยมีนางสาวรื่นวดี สุวรรณ
auditors.? The Auditing Advisory Committee comprises both current audit practitioners and non-practitioners. Its major role is to render advice to the SEC regarding supervision and inspection of audit
Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the
Pursuant to Section 89/25 of the SEA, the auditor has the duty to report suspicious circumstances that were found from the audit in accordance with the auditing standards. SEC therefore proposes
PRO to rectify its financial statement for 2011 due to the limitation on auditing by the company?s executives on the matters concerning the company and its subsidiaries? failures to appraise the fair