to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that Zipmex has been failing to report a summary of the assignment of other persons to perform
assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth
as capital market personnel for the period of one year; Suspension of {H} from performing duty as securities investment consultant for seven months.{A} and {B} served as the executives of Country Group
international standards on combating money laundering and the financing of terrorism & proliferation as recommended by the Financial Action Task Force (FATF), thereby removing Thailand from the blacklist of
the ASEAN Digital Data Governance Task Force._________________________
concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the
SEC Secretary-General Ruenvadee Suwanmongkol, as a Chairperson of Business Security Law Drafting Task Force under the Prime Minister’s Office Order No. 257/2560 Re: Appointment of Business Security
with the Cyber Crime Investigation Bureau.“The Royal Thai Police has appointed a special investigative task force, led by Police Major Thatchai Pitaneelaboot, Ph.D., Assistant Commissioner General, to
Profiles of the stakeholders Public task basis Outsourcing projects Employees of the contractors. Meetings/seminars/exchange of knowledge/MOU/other events Participants of meetings/ seminars/ employees