providing services that involves the followings: (a) selecting and assigning personnel having knowledge and understanding of each type of capital market products or services to be seller or service provider
investor [in Thailand]; (3) assigning a brokerage firm acting as an local representative responsible for selling, repurchasing and redeeming units in Thailand; (4) having a local representative, being [i] a
broker, by itself or by assigning overseas derivatives business operator as agent, may provide client with service of submitting derivatives trading order in overseas derivatives exchange. Clause 4. In
every individual or juristic person assigning the management of such funds is institutional investor or qualified as high net worth investor(8) Organizations or juristic persons established under specific
shareholding of the same group: (a) Top 10 highest shareholders; (b) The majority shareholders whose behaviors materially influence management policy-making or the Company's operation (for example, assigning a
respects Impact on shareholders : Due to the company has approved the issuance and offering of the warrants to purchase ordinary shares of the company UREKA- W2 by allocating to the existing shareholders of
shall: (1) have personnel in an adequate number for all types of work related to fund management; (2) have selection and checking system before assigning a role to its personnel. Such system shall enable