The Securities and Exchange Commission (SEC), led by Ms. Archinee Pattamasukhon, SEC Assistant Secretary-General, participated in a press conference on “Warning of Online Investment Scams,” hosted
Offeror : (1) Metro Premier Holding Company Limited (2) Ms. Saranya Chaichutaporn (3) Mr. Suradej Narula (4) Mr. Kirin Narula (5) Mr. Luck Narula (6) Mr. Surin Narula (7) Mr. Narin Narula (8) Mr
According to investors’ tips and SEC’s investigation, there are public solicitations for investment in investment units via online media channels such as company website, Facebook and Line application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation...
be imposed to support the risks associated with providing digital asset trading services. (3) Amendments to digital assets custody criteria, allowing business operators holding clients’ digital assets
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Feeder Fund ,Sector Fund | Offering Date : 27/07/2015 - 10/08/2015
However, the rules do not prohibit digital asset brokers from providing meme token services to clients on the condition that they must act as broker or agent in trading and exchanging digital assets
Currently, the SEC regulations related to the advertising of ICO portals and ICO issuers require warning statements on investment risks for digital tokens. However, there are still advertisements
SEC Public Service Center has been receiving many inquiries and information about public solicitation for investment in shares of PB. Smart Farmer Plc. Such solicitation contains information leading the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC, and (2) an SME or a startup thus allowed to raise fund in both the primary and secondary markets a...