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The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688

SEC public hearing on a proposed amendment to the regulations on approval of appraisal companies and lead appraisers for capital market transactions to enhance convenience and reduce burdens on the

compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8773

The SEC evaluates the outcome of The Trust for Transactions in Capital Market Act B.E. 2550 (2007) following the Act on Legislative Drafting and Evaluation of Law B.E. 2562 (2019).

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=800

แบบรายงาน/แบบฟอร์ม

คำอธิบาย Cyber Resilience Assessment Framework (CRAF)

http://capital.sec.or.th/webapp/nrs/nrs_main_search.php?chkPost=1&chkNo=1&doc_id=8285&SearchNo=

nrs_main_search.php?chkPost=1&chkNo=1&doc_id=9831&SearchNo=

แบบ RLA (Risk Level Assessment) [รอบที่ 2 ปี 2566]

http://capital.sec.or.th/webapp/nrs/nrs_main_search.php?chkPost=1&chkNo=1&doc_id=9831&SearchNo=

nrs_main_search.php?chkPost=1&chkNo=1&doc_id=10385&SearchNo=

แบบ RLA (Risk Level Assessment) [ปี 2567] Hash ID : f5a0a21c008f55ccced27f1b5967844645c6b90e6afeddc1aa5eca5cd042f386

http://capital.sec.or.th/webapp/nrs/nrs_main_search.php?chkPost=1&chkNo=1&doc_id=10385&SearchNo=

Internal Control Sufficiency Evaluation Form

Internal Control Sufficiency Evaluation Form Concepts and Objectives Good internal control is essential for a listed company or a public company as it can help preventing, managing, mitigating risks

https://publish.sec.or.th/nrs/6191se.pdf

Notification of Capital Market Supervisory Board TorNor. 44/2555

Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5891&SearchNo=

SEC reveals audit inspection results on eight audit firms

accepting any audit engagements; assess the firms? adequacy of human resources with sufficient skills, knowledge, and capabilities to deliver high quality audit work; and improve risk assessment criteria to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5424

nrs_main_search.php?chkPost=1&chkNo=1&doc_id=9645&SearchNo=

แบบ RLA (Risk Level Assessment) [สำหรับการนำส่งรอบที่ 1 ปี 2566]

http://capital.sec.or.th/webapp/nrs/nrs_main_search.php?chkPost=1&chkNo=1&doc_id=9645&SearchNo=