Bangkok, July 28, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revisions of investment rules applicable to mutual funds and
Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed
Bangkok, January 10, 2014 ? The SEC is seeking public comment on proposed revision to the fund?s investment rules. The proposed revision applicable to mutual fund, private fund and provident fund
requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or
Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The
evidenced by photographs and media reports published across various outlets. As such, Mr. Pasu is considered a common-law marriage with Miss Louis, which is a person under applicable securities regulations
December 5, 2015, Mr. Viroj is considered a common-law marriage with Miss Yeap Xin RHU, which is a person under applicable securities regulations. The SEC found that Mr. Viroj traded shares of AH during the
calculation for payment on the redemption date or the date of early bond redemption in full (as applicable); - A partial payment of interest and the deferral of interest to take effect
alignment with the product risk. These proposed requirements are in line with regulatory practices applicable to both securities and digital asset business operators. Accordingly, the SEC is conducting