Clause 6 In case where the facts become apparent that the SEC Office discovers any of the following suspicious circumstances, the SEC Office may not grant approval for the offer for sale of securities
person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of the same type for no apparent reason, which might indicate an
conduct transactions under other person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of the same type for no apparent
the same type for no apparent reason, which might indicate an intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to
apparent impact to the fund because most financial institutions are rated with investment grade. Also, the revision will bring about more investment alternatives for the fund as investment Islamic deposit
economic activity may become more apparent during the latter half of this year, especially if the new government is in place within the middle of this year and the US-China trade dispute eases. Regarding the
Approval _______________________ Clause 241 Repealed. Clause 25 In case where any of the following grounds for suspicion becomes apparent to the SEC Office, the SEC Office may not approve the offer for sale
executive of the company; [ specify director or executive’s full name ] 3. Where it is apparent to the SEC Office that I have characteristics indicating untrustworthiness, the SEC Office may de-list my name
apparent to the SEC Office that I have characteristics indicating untrustworthiness, the SEC Office may de-list my name from the Issuing Company’s Director and Executive Database. Besides, the SEC Office
. Moreover, a stagnant of Thai economy in the first half of 2017 causes a lower demand of steel consumption. According to ISITCs data, total apparent finished steel consumption of Thailand for the first 6