The Securities and Exchange Commission (SEC), represented by Mrs. Charuphan Intararoong, Assistant Secretary-General, extended the SEC congratulations on the 24th Anniversary of the Anti-Money
? anti-corruption leadership as they might start from setting up preventive measures and make progress to obtain Collective Action Coalition (CAC) certifications by 2015. If all financial intermediaries
Bangkok, February 4, 2016 ? In the continued support to Thaipat Institute?s assessment of Thai listed companies based on the 2015 Anti-corruption Progress Indicators, the SEC has marked an overall
ONE ASSET MANAGEMENT LIMITED|Long Term Equity Fund : LTF | Offering Date : 22/09/2016 - 29/09/2016
Bangkok, May 6, 2014 ? The SEC supports Thaipat Institute to develop ?the first CSR and Anti-corruption progress indicators for Thai listed companies?, with a six level assessment of 0-5. In the
the Anti-Money Laundering Act (No. 4) B.E. 2556 (2013) and the Counter-Terrorism Financing Act B.E. 2556 (2013).The promulgation of the above Acts demonstrates significant progress in meeting
The Securities and Exchange Commission (SEC), represented by Ms. Rachamarn Suchitchon, Assistant Secretary-General, along with executives and staff, participated in the “International Anti-Corruption
seminar, launching the “#ThaiPeopleStayInformed: Anti-Scam Digital Literacy Hub” Initiative in collaboration with the Ministry of Digital Economy and Society (DE) and partners from the public sector and
|- Anti-fraud Provisions (section 98(3)) |- Forward Transactions/OTC Equity Derivatives Transactions (section 98(4)) |- Securities Borrowing and Lending (section 98(5)) |- Short Sale Provisions (section 98