allowed by the Notification, starting from 22 March 2019.The SEC has reported the proceedings in this case for the AMLO to consider taking further action because the offense related to unfair
, and to bar him from serving as a director and executive of securities issuing companies and listed companies for 10 years. In addition, SEC has reported the case to AMLO as this
the SEA to the Anti-Money Laundering Office (AMLO) because such offenses are predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999) and the Amendments thereto. In any case, filing
countries perceived as non-cooperative in the global fight against money laundering and terrorist financing. In this regard, the SEC was informed by the Anti-Money Laundering Office (AMLO) on the amendments
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the AntiMoney Laundering Office (AMLO)’s amendment to the Anti-Money
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the Anti-Money Laundering Office (AMLO)’s amendment to the Anti-Money
-Money Laundering Board, the Anti-Money Laundering Office (AMLO), (5) Ampai Jitrjamesai Assistant Permanent Secretary of the Ministry of Digital Economy and Society, (6) Pornanong Budsaratragoon, SEC
. 2542 (1999) and related amendments, the SEC has also reported this legal action to the AMLO. Apart from the filing of criminal complaint with the DSI, the SEC, in cooperation with the DSI, is in
six NUSA directors, former directors, executives and associates for fraud and presenting false documents with DSI and reports the case to AMLO, released on 20 September 2024: https://www.sec.or.th/EN