alternatives for Thai investors and expand markets for Thai asset management companies. This cross-border advancement is also a good indicator that our investment management industry is on par with international
At Hor-For 0126/2550 August 8th, 2017 At Hor-For 0101/2560 Subject Notification of the performance of 2nd quarter ended June 30, 2017 Attn Directors and Manager, The Stock Exchange of Thailand We
At Hor-For 0126/2550 November 7th, 2017 At Hor-For 0133/2560 Subject Notification of the performance of 3rd quarter ended September 30, 2017 Attn Directors and Manager, The Stock Exchange of Thailand
At Hor-For 0126/2550 February 23th, 2018 At Hor-For 0020/2561 Subject Notification of the performance of 2017 Attn Directors and Manager, The Stock Exchange of Thailand We, Hwa Fong Rubber (Thailand
Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment
According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a
funds to accommodate these funds with the following rules, for example:- Unitholders must invest in provident funds only;- The number of unitholders which is at least 35 must be waived;- They must not
Bangkok, December 27, 2012 - The SEC imposed a one-month suspension on three investment consultants of Phillip Securities (Thailand) Plc. for not taping clients? trading orders, effective from
for further development and increase investment alternatives for investors.
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that