on {A} as aider of such manipulation. {B}, an investor contact of Kim Eng Securities (Thailand) Plc., is suspended for six months for soliciting an investor to trade FOCUS and IFEC shares through
actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement
296 and Section 296/2 of the Securities and Exchange Act B.E. 2559 (2016), as amended, (SEA). As aider and abettor, Amornrat and Walailuk violated Section 315 in conjunction with Section 242(1) which
and a certain group of people. Shine was the master mind and /or beneficiary while Kittichai as aider or abettor in sending trading orders of securities in GEN?s account causing damage to the
judgment in relation to Suree that she was an aider and abettor rather than a principal, and thus sentenced her to a four-month imprisonment and a fine of 133,333.33 baht for the violation which occurred
. Kumpol to use their securities trading accounts, Krit and Kullapa were deemed an aider to the insider trading of CHG shares under Section 242(1) in conjunction with Section 315, subject to penalties
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Settlement Committee, therefore, imposed a fine on him in the amount of 48,127,389.54 baht. As aider and abettor, Pathaipoom and Chalalai were deemed to
1. Ms. Nataya Niyamanusorn, Assistant Secretary-General in charge of the Investment Management Division, has been appointed Assistant Secretary-General in charge of the Intermediaries and Market
The Securities and Exchange Commission (SEC), represented by Mrs. Pattanaporn Tripipat and Pol.Lt.Col. Sutthisak Jitpimonmas, Assistant Secretaries‑General, extended congratulations on the occasion