are likely to have improper behavior and have adverse impact on clients and mutual funds. The personnel to be included are, for example, the person with supervisory functions and the assistants of the
adverse automotive industry performance from both country during the 3-months period ended 31 October 2019. 1.2 Sales revenue for the 9-months period ended 31 October 2019 For the 9-months period ended 31
Thai capital market. This, in turn, serves as a foundation to mitigate potential adverse impacts on the capital market. Furthermore, reinforcing market resilience is a key mechanism in driving the
business operators and low-risk operators, requiring submission every three years or upon occurrence of a widespread adverse incident; (2) To adjust submission of risk level assessment (RLA) forms and IT
three years or upon occurrence of a widespread adverse incident; (2) To adjust the submission schedule for the Risk Level Assessment (RLA) report and IT audit report to be within the same period (during
publicly disclose the rectified financial statement which has been audited by auditor.The order has been issued after the SEC findings indicated that the auditor gave adverse opinion on the SINGHA?s
disclose the rectified financial statements which have been reviewed or audited by auditors. This action follows the audit report stating that auditors gave adverse opinion on YNP financial statements of
investments against an adverse market climate. In addition, new perspective in enhancing business competitiveness by improving financial and capital market environments was crucial for capacity building of Thai
period, as previously issued, included a qualified opinion, a disclaimer of opinion, or an adverse opinion and the matter which gave rise to the modification is unresolved ( 2.3.1 corresponding figures are