competence of investment in a variety of  products and enhancing intermediaries? competitiveness in preparation for the BOT?s Capital Account Liberalization Plan, the SEC has promoted dissemination of

engagement quality reviewers (EQR) of listed companies must have competence, capabilities and authority at a level not less than auditors in the capital market who audit listed companies. In the event that an

failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory

who do not carry out a business in any manner similar to, or in competition with the business of the Company. 2) Adding information of the sufficiency of funds for subscribing newly-issued shares of the

1 August 17, 2018 Subject: Capital Increase for Offering for Sale to Specific Investors (Private Placement), Connected Transaction, Amendments to Articles of Association/Objectives of the Company and Determination of the Date of Extraordinary General Meeting of Shareholders No. 1/2018 To: President The Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Offering of Newly Issued Ordinary Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of...

be clearly specified, members’ savings sufficiency must be notified through post-retirement savings forecast, and standards of regulations and PVD registration must be specified, to reduce private

the sufficiency and appropriateness of these mechanisms are assessed annually must be put in place. SEC has published a hearing document on the above matter on SEC website, available at

investment to more proactive approach supported sufficiency of retirement savings, especially to start saving at a young age and increase investment proportion in risky assets, such as shares to achieve longer

or conditions to be waived. In granting a waiver under Paragraph 1, the SEC Office shall mainly consider the appropriateness and the sufficiency of the information for supporting the making of

care to preserve the interests of the person who has authorized the management of the private fund, using knowledge and competence as a professional. He was then considered failing to comply with the