In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
financial assistance Working capital of the Company 8. Factors in consideration for the repayment capabilities In case FP, MHNK Bespoke and Verita pay the accrued and prepaid rental fee to KPM, KPM shall pay
that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself
table below. This Investment is classified as an investment in associated company in consolidated financial statement of the Company. The source of fund is from working capital of the Company. This
) Board of Directors 1. Mr. Apichai Taechaubol 2. Mr. Anukul Ubonnuch 3. Mr. Krittawat Taechaubol Source of Investment fund From the working-capital of the Company Connected transaction characteristic This
connected transaction. 7. Source of fund for providing financial assistance Working capital of the Company 8. Factors in consideration for the repayment capabilities In the event that the borrower sells
fund Working Capital Benefit to the Company The transaction is aligned with the Company’s strategy to expand the food and beverage business The number of the Company’s representatives for the Board of
assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth
services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation