concerning money withdrawal to mislead others. The aforesaid acts were in contravention of Section 315 of the SEA in conjunction with Sections 307, 308, 311, and 312 of the SEA. SEC Act S.315 Criminal
to the Fund. Furthermore, the company aided and abetted Mr. Maris Tarab and Mr. Burim Chombhubol in falsifying documents and evidence concerning money withdrawal to mislead others. The aforesaid acts
improvements of certain areas in T.U. Dome Fund assets, which was, however, incorrect and caused damage to the Fund. Furthermore, they falsified documents and evidence concerning money withdrawal to mislead
to her own account. Moreover, there was a cash withdrawal of 1 million baht at a bank counter for which the client had signed on the withdrawal slip in advance without writing down a specific amount
client’s account to her own account. Moreover, there was a cash withdrawal of 1 million baht at a bank counter for which the client had signed on the withdrawal slip in advance without writing down a
the fund; 1.5 Payment as required by laws. 2. Practice on asset withdrawal from the client’s private fund account. The custodian shall not withdraw assets from the client’s private fund account except
to the client; 1.3 Payment for investment of the fund; 1.4 Payment for fees arising from the investment of the fund; 1.5 Payment as required by laws. 2. Practice on asset withdrawal from the client’s
crowded places, asked for people cooperation to work from home and imposed the curfew from 10 p.m. to 4 a.m. starting from April 3, 2020 in order to limit the movement of people, which led to the decrease
acknowledgement of procedures for making a deposit or withdrawal of assets with or from the securities company, and methods for undertaking custody of clients’ assets as well as fees charged for custody of such