when using services of unlicensed digital asset business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list
the SEC’s supervision as well as the lists of securities and digital tokens approved for public offering. Additionally, the list of business operators who are not under the SEC’s supervision and the
products due to the following reasons: (1) Those products above are not digital assets approved by SEC under the governing law; (2) Those products above have not been screened with regard to their
literacy, while ensuring investor protection. These efforts aim to build financial resilience and financial well-being for the people, especially during their retirement years, in line with the WIW 2023
, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries , as well as other notifications or guidelines issued under such Notification
, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries, as well as other notifications or guidelines issued under such Notification. Clause 4 In providing
Clause 28 Personnel in the capital market business shall not possess the following prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law
considered an event of default under the terms and conditions, from 20 November 2024 to 30 December 2025; (3) A waiver of maintaining the collateral-to-bond value ratio at a minimum of 1.5:1, as well as a
Services to Clients of Securities Companies and Derivatives Intermediaries , as well as other notifications or guidelines issued under such Notification. Clause 4 In providing services to clients regarding
Securities Companies and Derivatives Intermediaries, as well as other notifications or guidelines issued under such Notification. 2 Amended by the Notification of the Capital Market Supervisory Board No. Tor