disclose information to the investing public via VDO and Power Point presentations at IPO roadshows. In any case, such visual and audio presentation must contain at least material information, for example
an emphasis on key warnings, and (2) requiring a test of investors’ knowledge before first-time investment to assess investors’ investment suitability, which can be used as a tool for the seller to
found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings
warnings at the end of the funds’ names. While REITs and infrastructure funds with remaining agreement periods of less than 10 years must warn investors that the fund’s net asset value will gradually
, agencies, companies or related parties. When such fraudulent schemes are found, suggestions for deterrence actions to be taken include issuing investor warnings through the organization’s web site(s) and
information of every fund, summarized information of every fund and warnings must be included. The fund?s significant information must be concise and sufficient in a format suitable for advertisement and must
presentations from the two winning teams of the Capital Market Datathon. The winning projects utilized SEC Open Data to create innovative ideas, which have since been developed into actual projects. Ms
returns and appropriate warnings about investment risks must be included. In case of using or referring to external information, the advertisements must ensure that the sources of such information are
raising funds, investor warnings through various trading signals, as well as increasing stringency in the securities delisting, and reviewing rules and procedures for considering backdoor listing and
informed that OneCoin and businesses related thereto are not under MAS supervision. Similar warnings have been publicized via online media in many countries. So far, there exists some solicitation to