Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
NAV of PVD : Requiring the custodians responsible for safeguarding the assets of PVD to additionally establish an adequate system for NAV verification and verify the NAV of the PVD. Additionally, the
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type