consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients

Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions

internet banking system to transfer 2,000 baht from a client's account into his own without the client's authorization. {D}'s actions were deemed to be prohibited characteristics of investor contacts in

? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders

obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re

Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and

the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of

in the past 6 months with Mr. Niphon charoenkij prior to this transaction, nor with his related persons or with his close relatives. The purchase land is valued at 3.09 MB, the land will be developed

Limited ("BO Company") from Bitkub Capital Group Holdings Company Limited, valued approximately 17,850 million Baht. In the case that the result of due diligence of the BO Company must be

, the company and its subsidiaries have the total assets valued Baht 17,074.6 million, as compared to the 2017, Baht 15,359.2 million, increased Baht 1,715.4 million as below detailed; 1. Cash and cash