to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “After the Thai ESGX regulations took effect on 16 April 2025, the SEC is currently reviewing applications for the establishment of 37 Thai ESGX submitted by 19 AMCs.* We anticipate that all of these new funds will be ready for initial public offerings as scheduled on 2 May 2025. Thai ESGX will accommodate both the transfers of existing LTF units and new investments. However, transfers of LTF units can only proceed once the registration...
On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation with the objective of inviting all sectors in the capital market to declare the intention to operate with social and environmental responsibility in line with the United Nations’ Sustainable Development Goals (SDGs). Laid out as a three-year plan, the Initiative has already led to further collaboration bet...
Delivery of Notifications and Clarification Notes
warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their
including knowledge sharing and promotion of environmental, social and governance (ESG)-focused investments, and (5) revision to the types and definitions of investors to be consistent in all notifications