special audit report of K.C. Property Public Company Limited (KC) for the second time, from 8 March to 28 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system
Bangkok, 15 September 2016 ? The SEC has ordered North Heaven Private Equity Asia Company Limited, the tender offeror of DSG International (Thailand) Public Company Limited (DSGT), to disclose more
.Earlier, the SEC ordered KC to have a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records
Bangkok, July 31, 2014 ? The SEC ordered Richy Place 2002 Plc. (RICHY) to amend information in the registration statement concerning comparison of P/E ratios of the company and the industry to be
credit foncier company under the Financial Institutions Businesses Act, B.E. 2551. “Stock Exchange” means the Stock Exchange of Thailand. “subordinated bond” means an unsecured bond where the rights of the
fiscal standing through the implementation of relief measures to help sustain crisis-hit businesses and cash-strapped workers, after many businesses were ordered to suspend operations in line with the
the collateral on behalf of the bondholders (as the current bonds are senior unsecured bonds). The SEC requires that the bondholders’ representative analyze the benefits and shortcomings as well
organization; (3) a juristic person incorporated under foreign law. 3 "subordinated bonds" means unsecured bonds wherein the rights of the bondholders are prescribed to be subordinate to those of the ordinary
continual basis from 2015 to 2017; (2) managing private funds without taking the clients’ best interest into consideration. In so doing, he arranged for the clients to invest in a foreign fund
to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be