as a chief legal counsel for KARAT?s takeover deal before it was publicly disclosed.Following the results from the investigation on the trading of Grand Asset Development Plc. ("GRAND") shares in 2006
333,333.33 baht for aiding and abetting in the aforesaid insider trading. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation, the aforesaid individuals from (1
Bangkok, 3 April 2018 ? The SEC applauds four provident funds for their declaration of intent to adopt the Investment Governance Code (I Code) for institutional investors in accordance with
Bangkok, 2 August 2016 ? The SEC is seeking public comments on the Corporate Governance Code (CG Code), which will replace the Principles of Good Corporate Governance for Listed Companies 2012.The CG
Bangkok, March 14, 2016 ? The SEC in cooperation with the Association of Investmeent Management Companies (AIMC) will jointly prepare Thailand: Institutional Investor Code as a guideline for
shares through the trading account of Patcharapat before COL disclosed such inside information to the SET on 14 September 2020*.The actions of both individuals above in the manner of colluding in the
securities trading account. This constitutes an offense of purchasing securities as a person who knows or possesses inside information under Section 242(1), in conjunction with Section 244(2) and (5), and is
manager of UOB, knew in advance that UOB was preparing for the sale of the UOB8TF assets and prohibiting all employees from trading units of the fund. Taking advantage of the said fact, he used the